Creation and Redemption Fees
To purchase or redeem a creation unit, you must be an Authorized Participant (AP) or transact through a broker that is an AP. Please note that there could be restrictions on the types of orders allowed—check with your AP for availability.
| Fund Name | Ticker | # shares per unit |
NSCC Fixed Fee 1 |
Variable Fees | |||
|---|---|---|---|---|---|---|---|
| Cash Create (bps) | Cash Redeem (bps) | In-kind Create (bps) | In-kind Redeem (bps) | ||||
| 30 Year TIPS/TSY Spread2 | RINF | 50,000 | 250 | 10.000 | 10.000 | 3.125 | 3.125 |
| Credit Suisse 130/30 | CSM | 50,000 | 500 | 1.760 | 1.760 | 0.770 | 0.770 |
| German Sovereign/Sub-Sovereign ETF | GGOV | 50,000 | 500 | 40.000 | 40.000 | N/A | N/A |
| Hedge Replication ETF | HDG | 50,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| RAFI® Long/Short | RALS | 50,000 | 500 | 2.200 | 2.200 | 1.100 | 1.100 |
| Short 20+ Year Treasury | TBF | 50,000 | 250 | 0.000 | 1.100 | N/A | N/A |
| Short 30 Year TIPS/TSY Spread2 | FINF | 50,000 | 250 | 10.000 | 10.000 | 6.250 | 6.250 |
| Short 7-10 Year Treasury | TBX | 25,000 | 250 | 0.000 | 1.100 | N/A | N/A |
| Short Basic Materials | SBM | 50,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| Short Dow30 | DOG | 75,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| Short FTSE China 25 | YXI | 50,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| Short Financials | SEF | 75,000 | 500 | 0.000 | 1.100 | N/A | N/A |
| Short High Yield | SJB | 50,000 | 250 | 1.100 | 1.100 | N/A | N/A |
| Short Investment Grade Corporate | IGS | 50,000 | 250 | 1.100 | 1.100 | N/A | N/A |
| Short KBW Regional Banking | KRS | 50,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| Short MSCI EAFE | EFZ | 75,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| Short MSCI Emerging Markets | EUM | 75,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| Short MidCap400 | MYY | 75,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| Short Oil & Gas | DDG | 75,000 | 500 | 0.000 | 1.100 | N/A | N/A |
| Short QQQ | PSQ | 75,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| Short Real Estate | REK | 50,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| Short Russell2000 | RWM | 75,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| Short S&P500 | SH | 75,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| Short SmallCap600 | SBB | 75,000 | 500 | 1.100 | 1.100 | N/A | N/A |
| Short VIX Short-Term Futures ETF | SVXY | 50,000 | 500 | 1.200 | 1.200 | N/A | N/A |
| Ultra 20+ Year Treasury | UBT | 50,000 | 250 | 0.000 | 3.000 | 0.000 | 2.000 |
| Ultra 7-10 Year Treasury | UST | 50,000 | 250 | 0.000 | 3.000 | 0.000 | 2.000 |
| Ultra Basic Materials | UYM | 75,000 | 500 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Consumer Goods | UGE | 75,000 | 755 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Consumer Services | UCC | 75,000 | 1,265 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra DJ-UBS Commodity | UCD | 50,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| Ultra DJ-UBS Crude Oil | UCO | 50,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| Ultra DJ-UBS Natural Gas | BOIL | 50,000 | 500 | 1.000 | 1.000 | N/A | N/A |
| Ultra Dow30 | DDM | 75,000 | 500 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Euro | ULE | 50,000 | 500 | 0.000 | 0.000 | N/A | N/A |
| Ultra FTSE China 25 | XPP | 50,000 | 250 | 0.000 | 2.200 | 0.000 | 1.100 |
| Ultra Financials | UYG | 75,000 | 625 | 0.000 | 2.200 | 0.000 | 1.100 |
| Ultra Gold | UGL | 50,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| Ultra Health Care | RXL | 75,000 | 800 | 1.100 | 2.200 | 0.000 | 1.100 |
| Ultra High Yield | UJB | 50,000 | 250 | 2.200 | 2.200 | N/A | N/A |
| Ultra Industrials | UXI | 75,000 | 1,355 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Investment Grade Corporate | IGU | 50,000 | 250 | 2.200 | 2.200 | N/A | N/A |
| Ultra KBW Regional Banking | KRU | 50,000 | 500 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra MSCI Brazil | UBR | 50,000 | 250 | 0.000 | 2.200 | 0.000 | 1.100 |
| Ultra MSCI EAFE | EFO | 50,000 | 500 | 0.000 | 2.200 | 0.000 | 1.100 |
| Ultra MSCI Emerging Markets | EET | 50,000 | 500 | 0.000 | 2.200 | 0.000 | 1.100 |
| Ultra MSCI Europe | UPV | 50,000 | 500 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra MSCI Japan | EZJ | 50,000 | 500 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra MSCI Mexico Investable Market | UMX | 50,000 | 250 | 0.000 | 2.200 | 0.000 | 1.100 |
| Ultra MSCI Pacific ex-Japan | UXJ | 50,000 | 500 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra MidCap400 | MVV | 75,000 | 2,000 | 1.100 | 2.200 | 0.000 | 1.100 |
| Ultra Nasdaq Biotechnology | BIB | 50,000 | 625 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Oil & Gas | DIG | 75,000 | 250 | 0.000 | 2.200 | 0.000 | 1.100 |
| Ultra QQQ | QLD | 75,000 | 500 | 1.100 | 2.200 | 0.000 | 1.100 |
| Ultra Real Estate | URE | 75,000 | 250 | 0.000 | 2.200 | 0.000 | 1.100 |
| Ultra Russell MidCap Growth | UKW | 75,000 | 2,695 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Russell MidCap Value | UVU | 75,000 | 2,405 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Russell1000 Growth | UKF | 75,000 | 3,415 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Russell1000 Value | UVG | 75,000 | 3,055 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Russell2000 | UWM | 75,000 | 3,500 | 1.100 | 2.200 | 0.000 | 1.100 |
| Ultra Russell2000 Growth | UKK | 75,000 | 3,500 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Russell2000 Value | UVT | 75,000 | 3,500 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Russell3000 | UWC | 50,000 | 3,500 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra S&P500 | SSO | 75,000 | 2,500 | 1.100 | 2.200 | 0.000 | 1.100 |
| Ultra Semiconductors | USD | 75,000 | 250 | 0.000 | 2.200 | 0.000 | 1.100 |
| Ultra Silver | AGQ | 50,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| Ultra SmallCap600 | SAA | 75,000 | 3,000 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Technology | ROM | 75,000 | 500 | 0.000 | 2.200 | 0.000 | 1.100 |
| Ultra Telecommunications | LTL | 75,000 | 500 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra Utilities | UPW | 75,000 | 500 | 2.200 | 2.200 | 1.100 | 1.100 |
| Ultra VIX Short-Term Futures ETF | UVXY | 50,000 | 500 | 2.400 | 2.400 | N/A | N/A |
| Ultra Yen | YCL | 50,000 | 500 | 0.000 | 0.000 | N/A | N/A |
| UltraPro Dow30 | UDOW | 50,000 | 325 | 1.100 | 4.400 | 0.000 | 2.200 |
| UltraPro MidCap400 | UMDD | 50,000 | 1,250 | 0.000 | 3.000 | 0.000 | 2.000 |
| UltraPro QQQ | TQQQ | 50,000 | 500 | 1.100 | 4.400 | 0.000 | 2.200 |
| UltraPro Russell2000 | URTY | 50,000 | 1,750 | 0.000 | 3.000 | 0.000 | 2.000 |
| UltraPro S&P500 | UPRO | 50,000 | 1,250 | 0.000 | 3.000 | 0.000 | 2.000 |
| UltraPro Short Dow30 | SDOW | 50,000 | 250 | 0.000 | 4.400 | N/A | N/A |
| UltraPro Short MidCap400 | SMDD | 50,000 | 250 | 0.000 | 3.000 | N/A | N/A |
| UltraPro Short QQQ | SQQQ | 50,000 | 250 | 0.000 | 4.400 | N/A | N/A |
| UltraPro Short Russell2000 | SRTY | 50,000 | 250 | 0.000 | 3.000 | N/A | N/A |
| UltraPro Short S&P500 | SPXU | 50,000 | 250 | 0.000 | 3.000 | N/A | N/A |
| UltraShort 20+ Year Treasury | TBT | 75,000 | 250 | 0.000 | 2.200 | N/A | N/A |
| UltraShort 3-7 Year Treasury | TBZ | 25,000 | 250 | 2.200 | 2.200 | N/A | N/A |
| UltraShort 7-10 Year Treasury | PST | 75,000 | 250 | 0.000 | 2.200 | N/A | N/A |
| UltraShort Basic Materials | SMN | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort Consumer Goods | SZK | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort Consumer Services | SCC | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort DJ-UBS Commodity | CMD | 50,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort DJ-UBS Crude Oil | SCO | 50,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort DJ-UBS Natural Gas | KOLD | 50,000 | 500 | 1.000 | 1.000 | N/A | N/A |
| UltraShort Dow30 | DXD | 75,000 | 500 | 0.000 | 2.200 | N/A | N/A |
| UltraShort Euro | EUO | 50,000 | 500 | 0.000 | 0.000 | N/A | N/A |
| UltraShort FTSE China 25 | FXP | 75,000 | 250 | 0.000 | 2.200 | N/A | N/A |
| UltraShort Financials | SKF | 75,000 | 250 | 0.000 | 2.200 | N/A | N/A |
| UltraShort Gold | GLL | 50,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort Health Care | RXD | 75,000 | 500 | 0.000 | 2.200 | N/A | N/A |
| UltraShort Industrials | SIJ | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort MSCI Brazil | BZQ | 50,000 | 250 | 0.000 | 2.200 | N/A | N/A |
| UltraShort MSCI EAFE | EFU | 75,000 | 250 | 0.000 | 2.200 | N/A | N/A |
| UltraShort MSCI Emerging Markets | EEV | 75,000 | 250 | 0.000 | 2.200 | N/A | N/A |
| UltraShort MSCI Europe | EPV | 50,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort MSCI Japan | EWV | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort MSCI Mexico Investable Market | SMK | 50,000 | 250 | 0.000 | 2.200 | N/A | N/A |
| UltraShort MSCI Pacific ex-Japan | JPX | 50,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort MidCap400 | MZZ | 75,000 | 500 | 0.000 | 2.200 | N/A | N/A |
| UltraShort Nasdaq Biotechnology | BIS | 50,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort Oil & Gas | DUG | 75,000 | 250 | 0.000 | 2.200 | N/A | N/A |
| UltraShort QQQ | QID | 75,000 | 500 | 0.000 | 2.200 | N/A | N/A |
| UltraShort Real Estate | SRS | 75,000 | 250 | 0.000 | 2.200 | N/A | N/A |
| UltraShort Russell MidCap Growth | SDK | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort Russell MidCap Value | SJL | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort Russell1000 Growth | SFK | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort Russell1000 Value | SJF | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort Russell2000 | TWM | 75,000 | 500 | 0.000 | 2.200 | N/A | N/A |
| UltraShort Russell2000 Growth | SKK | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort Russell2000 Value | SJH | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort Russell3000 | TWQ | 50,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort S&P500 | SDS | 75,000 | 500 | 0.000 | 2.200 | N/A | N/A |
| UltraShort Semiconductors | SSG | 75,000 | 250 | 0.000 | 2.200 | N/A | N/A |
| UltraShort Silver | ZSL | 50,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort SmallCap600 | SDD | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort TIPS | TPS | 50,000 | 250 | 1.100 | 3.300 | N/A | N/A |
| UltraShort Technology | REW | 75,000 | 250 | 0.000 | 2.200 | N/A | N/A |
| UltraShort Telecommunications | TLL | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort Utilities | SDP | 75,000 | 500 | 2.200 | 2.200 | N/A | N/A |
| UltraShort Yen | YCS | 50,000 | 500 | 0.000 | 0.000 | N/A | N/A |
| VIX Mid-Term Futures ETF3 | VIXM | 25,000 | 0 | 0.000 | 0.000 | N/A | N/A |
| VIX Short-Term Futures ETF3 | VIXY | 25,000 | 0 | 0.000 | 0.000 | N/A | N/A |
1 Fixed fees are applied to all transactions. In-kind Creation Units purchased or redeemed outside of the NSCC may be required to pay up to three times the NSCC Fixed Transaction Fee.
2 For Creation and Redemption orders of $15M or more, the Advisor may charge, in its sole discretion, a variable Create/Redeem fee of up to 0.50%.
3 Fixed and variable fees are not currently being charged for these funds.